From Plurality to Reality

Quantitative summary of potential impacts; return here after other chapters have prepared their own estimates so we can compile/synthesize them here.

     The previous sections have sketched lofty visions of transforming a broad range of social systems. Yet however imaginative such futurism is, it can quickly feel empty and false if disconnected from the presently felt needs of real people today and pathways to address these needs while bringing systemic change. Furthermore, much of the rhetoric so far has focused on broad social systems like "democracy" that, while inspiring, can often feel distant from the lived experience or scope of agency of most people.

     In this section we therefore try to bring the potential impact of Plurality down to the concrete challenges facing citizens, workers and leaders across a range of social activities and sectors. Before turning to specific such sectors, however, in this chapter we aim to sketch general contours of a plural "theory of change", highlighting how these sectors are natural and showing how and why experiments in these areas can prove both of direct value and capable of spreading to systemic, global empowerment of Plurality.

The graph structure of social revolutions

     Radical social and technological change holds an irresistible allure to human imagination, yet so often ends in tragedy. Political scientists Steven Levitsky and Lucan Way found in a recent analysis that not a single violent revolution in the twentieth century led to lasting democratic government.^[1] Yet we can all think of many dramatic changes for the better in human history, from the dramatic advances in information and communications technologies of the twentieth century to the establishment of a diversity of free and democratic governments around the world over the last three hundred years.

     What allows for peaceful and beneficial revolutions? In her classic treatise on the topic, social philosopher Hannah Arendt contrasts the American and French Revolutions. The American Revolution, she argues, grew out of local democratic experiments inspired by migrants exploring ancient ideals (both from their own past and, as we have recently learned, that of their new neighbors)^[2] to build a life together in a new and often hazardous setting. As they traded ideas and built on related concepts circulating at the time, they came to a broad conclusion that they had discovered something more general about governance that contrasted to how it was practiced in Britain. This gave what Arendt calls "authority" (similar to what in our Association chapter we call "legitimacy" or "common belief") to their expectations of democratic republican government. Their War of Independence against Britain allowed this authoritative structure to be empowered in a manner, that, for all its inconsistencies, hypocrisies and failures, has been one of the more enduring and progressive examples of social reform.

     The French Revolution, on the other hand, was born of widespread popular dissatisfaction with material conditions, which they sought to redress immediately by seizing power, long before they had gained authority for, or even detailed, potential alternative forms of governance. While this led to dramatic social upheavals, many of these were quickly reversed and/or were accompanied by significant violence. In this sense, the French Revolution, while polarizing and widely discussed, failed in many of its core aspirations. By placing immediate material demands and the power to achieve them ahead of the process of building authority, the French Revolution burdened the delicate process of building social legitimacy for a new system with more weight than it could bear.

     While Arendt's example is drawn from the political sphere, it resonates with literature on innovation in a wide range of fields from evolutionary biology to linguistics. While the precise results differ, this work all indicates that dramatic innovation thrives in environments where a diversity of "groups" (social or biological) that are internally lightly connected and externally loosely connected interact. This allows innovation to gain the necessary scale and show its resilience, and then to spread. More connected structures or more centralized ones either stifle innovation or make it dangerous, as changes are only occasionally net benefits. More disconnected structures do not allow innovation to spread.

     While intuitive, these observations are a significant contrast to the model of experimentation and innovation increasingly discussed in both the science and social science literature on "randomized controlled trials" and the technology business literature on "blitzscaling", each of which we will consider in turn. Randomized controlled trials, derived primarily from individual, non-transmissible medical applications, focuses on the randomized testing of treatments across individuals or other social subgroups leading to an approval and then rapid dispersement of the treatment to all indicated patients as with, for example, Covid-19 vaccines. This literature has become increasingly influential throughout the social sciences, especially development economics and associated applied work on poverty alleviation. This has encouraged the spread of a model of "experimentation on" communities, where economic and design experts construct interventions and test them on communities that may benefit from them, evaluate them according to often preregistered metrics and then propagate thus-measured effective treatments more broadly.

     This approach contrasts with "community-based", which also has provided a rough approximation to the way that many early (plural) digital technologies (such as the time-sharing, personal computing, and many applications). As we discussed briefly in The Lost Dao chapter, these began in communities of early adopters which usually included many of the system designers "experimenting with" digital tools. While these communities often had some nascent ideas of what their systems were good for, they rarely could reduce desired outcomes to pre-specified metrics and, in fact, many of the components of their systems were created by other early adopters. These systems spread to adjacent communities and eventually out to the public through many rounds of learning from the community in unexpected and feeding of such learning back into product designs, as well as the making available of applications created by communities.

     "Experimentation on" and "experimentation with" each clearly have their strengths and drawbacks. But the latter mode has become increasingly inconsistent with and even dangerous given the style of adoption spread that is sought in today's venture capital fueled digital technology industry. Venture capitalists like LinkedIn Founder Reid Hoffman have celebrated the "masters of scale" who champion "blitzscaling", in which start-ups receive large, early injections of venture financing to allow them to invest in growing their user base rapidly and and then leveraging the benefits of this supermodularity (e.g. network effects, learning from user data, etc.) to achieve a dominant market position. Perhaps the most dramatic example of this was Hoffman-backed OpenAI, which achieved 100 million users within a few months of launching its ChatGPT. Such rapid adoption and the resultant widespread concern about the potential social harms from such systems, leading to a wave of public concern and regulation aimed at avoiding the cycle of "move fast and break things" and resulting social backlash that accompanied earlier, comparatively slower-growing technologies (like ride hailing and social media).

     The basic challenge is that "experimentation with" is dangerous when paired with a fully capitalist market driven model of managing new technologies. Because it seeks to manage system harms, challenges and interdependencies as they arise, rather than by a priori testing, it requires that the development process itself be driven by a more holistic notion of the technology's impact on the adopting community than sales or adoption figures allow. This is precisely what many of the early Plurality experiments discussed in "The Lost Dao" aimed to provide, through involvement of many social sectors and standardization processes, with commercial involvement tightly circumscribed. Yet even this more balanced version of experimentation with falls short of the highest aspirations we might have for the safe and inclusive development of technologies that eventually aspire to be globally transformative, but which may carry significant risks.

     In particular, even when technologies are successfully developed in the interests of the communities harnessing them, accounting for all the systemic harms they may create in these communities, they still may have significant spillovers on those not among this early adopter community. The key danger is that technologies may be usable as weapons or otherwise harnessed by the community to benefit at the expense of others, a far more common effect than may appear at first glance because even "helpful" and "harmless" tools may endow the (often-privileged) early adopted community with social and economic advantages that they can use to subjugate, marginalize or colonize others. This "competitive" effect has some benefits, in spurring adoption by and spread across communities seeking to harness the benefit of the tools partly in their rivalry and potentially by doing so creating pressure to harness and resolve resulting rivalries. But it can also, at best, create exclusion and inequality that undermines the basis of plural freedom and, at worst, can lead to "arms race" dynamics that undermine the benefits of new tools and instead turn them into universal dangers.

     A natural way to overcome this tendency is for the technology to develop in rough balance across primary existing social divides, allowing a network of participants to both govern its internal harms but also to resolve the potentially competing interests of the groups represent in accessing and directing the technology. At the same time, for such spread to be effective, early adopters have to hold sufficient prestige or be able to gain it through the benefits of the tools that, in a roughly balanced way across their respective networks, the technology can spread.

     This sketches an ambitious but reasonably clear picture of what a plural strategy for diffusing Plurality:

1. Seeds must be of at a scale of community sufficient to encompass the diversity the technology aims to bridge, but also small enough to be one of a very large number of such experiments.
2. Seeds should be communities of early adopters gaining tangible value or with clear interest in not just using but contributing to the technology and not so vulnerable that to-be-expected failures will prove deeply harmful.
3. Seed should have prestige within some network or be able to attain it with help from the technology, so further spread is likely.
4. Seeds should be strong communities with institutions to manage and address the systemic harms and support the systemic benefits of the technologies.
5. Seeds should be diverse among themselves and have loose networks of communication between them to ensure a balanced diffusion, avoid conflict and address spillovers.

     While it is obviously impossible to perfectly achieve these five goals simultaneously, each challenging in itself, they provide a rough "north star" to guide towards as we consider sectors for impact of Plurality.

Fertile ground

     Let us first consider the question of scale. To realize the benefits of plural technology within a community requires the community to contain at least a rough approximation of the diversity that technology aims to span. This differs dramatically across various directions of technology. The most intimate technologies of post-symbolic communication and immersive shared reality can be powerful even in the smallest communities and relationship, creating few constraints on scale and diversification of seeing and thus making it natural to prioritize other criteria above. At the opposite extreme, voting systems and markets are rarely used in intimate communities and require significant scale to be relevant, especially in their socially enriched forms, making entry points far scarcer, more ambitious and potentially hazardous.

     However, given the reasonable flexibility across scales of most plural technologies, the most broadly attractive sites for experimentation will be those that both contain enough diversity to enable most applications and are themselves sufficiently diverse to allow reasonable choice of diverse, safe, prestigious seeds. While any simplistic quantitative representation falls short of the richness needed to characterize such examples, a simple rule of thumb is to seek for roughly the same diversity of communities as within communities as quantified by the number of units. In a world of (very roughly) 10 billion people, these would be units of roughly 100,000 people, as there are 100,000 such units if the whole world were partitioned into them: they have the scale of the square root of global population. There is, of course, nothing magic about 100,000, but it offers a rough sense for the scale of communities and organizations that are the most fertile ground in which to plant the seeds of Plurality.

     There are many kinds of communities at this scale. Geographically, this is roughly the scale of most middle-sized municipalities (large towns or small cities). Economically, it is the size of employees in a large corporation or, politically, in a median nation. Religiously, it is, for example, roughly the number of Catholics in a Diocese. Educationally, it is a bit larger than the number of students at a large university. Socially, it resembles the membership of many mid-sized civic organizations or social movements. Culturally, it is roughly the active fan base of a typical television program, performing artist or professional sports club. In short, it is a prevalent level of organization in a wide range of social sphere, offering rich terrain for surveying.

Surveyor's map

     Perhaps the two most prominent sites of experimentation with Plurality we have highlighted above are Taiwan and web3 communities. These two sites share some important characteristics, and yet also sharply diverge in many ways both in terms of their character and the Plurality applications they have focused on. Both are roughly the same size. In 2021, web3 applications (dApps) had about 1.5 million monthly active users, though only a fraction of these have actively participated in the most Plurality-adjacent services, such as GitCoin. The plural services of all kinds built by the g0v community in Taiwan have typically reached similar numbers FILL IN DETAILS. The types of diversity in each community, however, are radically different.

     While statistics are not entirely reliable, web3 users are spread quite broadly around the globe according to patterns similar to the internet broadly. However, users tend to be extremely technically sophisticated, skew male, very young and, anecdotally based on our experience in the space, tend to be atheistic, politically right of center and ethnically of European, Semitic and Asian origin. Participants in the Taiwanese digital ecosystem are obviously mostly from Taiwan and thus mostly of the ethnicities represented there. But they are more diverse in age, technical background, political perspective and religious background.

     The two ecosystems have also focused on different sides of the spectrum of Plurality we discussed in the previous part of the book. Taiwan has focused primarily on the deeper and narrower applications of Plurality and the fundamental protocols (identity and access) that support these most strongly. Global web3 communities have focused on the shallower and more inclusive applications and the fundamental protocols (association, commerce and contract) that most support these.

     Both have been critical early testbeds for Plurality, yet measuring them against our criteria also illustrates their limitations. The Taiwan ecosystem is larger than required for many of the applications developed there, which is likely why it has hosted a range of subcommunities (that they often call "data coalitions") engaging in more advanced experiments supported by the broader ecosystem. The Taiwan ecosystem has strong potential for prestigious in Asia and many of the countries typically called democracies, the geopolitical conflicts surrounding it create some challenges in making it a seed for fully equitable global spread. Web3 communities, on the other hand, may actually be a bit small and homogeneous to allow for a fully robust test of whether new market institutions can rival the reach of capitalism. Furthermore, many of the scandals that have plagued the web3 space endanger its ability to generally serve as a beacon of innovation that can equitably spread.

     It is therefore crucial to carefully consider places where might be the most promising places for Plurality to spread next. One obvious example, that pervades our discussions so far, is the governance of cities. Yet precisely because we have drawn on such public sector examples so heavily thus far, we focus in this part of the book on a diversity of social sectors where Plurality can seed reality that touch a much broader range of life than the narrow definition of public sector "democracy". In doing so, we focus on matching the scales mentioned above and covering a broad range of life experiences, while attending to areas with respect and prestige in a broad range of societies.

     In particular, we consider:

1. Learning, which is a nearly universal experience; almost anyone reading this book will have spent many years learning and most will have significant respect for those experiences, and thus it is a powerful seed for a wide range of people. As noted above, many educational systems and settings are roughly at the ideal range of scale and diversity for Plurality to flourish.
2. Workplace, which is a highly influential sector because so much of the capitalist economy is driven by it and because it is complementary to learning, as those who are skeptical of the value of extensive formal learning usually have great respect for the workplace. Again, especially in the largest companies, finding scale matches is quite straightforward.
3. Health, which is another sector touching almost every life, but with greatest relevance at the opposite end of life than education and perhaps the most widely respected social sector. Many health systems, as noted above, match in scale.
4. Media, which perhaps has the greatest capacity to spread new practices as it is close to the conceptual, communicative and ideational foundation of most societies. Many publications and social media platforms match the relevant scale.
5. Energy, which is perhaps the most foundational economic sector and one that is especially important to certain regions of the world where the ideological appeal of "democracy" is least salient.
6. Environment, which surrounds us all and touches us at a global scale unlike anything else, and which complements a focus on energy systems, appealing to many who are concerned about the effects of human energy consumption.

     In each of these domains we highlight through a series of vignettes and attempt to roughly quantify how a range of plural technologies could transform practice in ways that could potentially scale across or even beyond the sector.